0000950134-05-005076.txt : 20120607
0000950134-05-005076.hdr.sgml : 20120607
20050315161553
ACCESSION NUMBER: 0000950134-05-005076
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20050315
DATE AS OF CHANGE: 20050315
GROUP MEMBERS: FIRST RESERVE FUND IX LP
GROUP MEMBERS: FIRST RESERVE GP IX LP
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTA SERVICES INC
CENTRAL INDEX KEY: 0001050915
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731]
IRS NUMBER: 742851603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-54689
FILM NUMBER: 05681906
BUSINESS ADDRESS:
STREET 1: 1360 POST OAK BLVD
STREET 2: SUITE 2100
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7133506000
MAIL ADDRESS:
STREET 1: 1360 POST OAK BLVD SUITE 2100
CITY: HOUSTON
STATE: TX
ZIP: 77056
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST RESERVE GP IX INC
CENTRAL INDEX KEY: 0001168363
IRS NUMBER: 912092542
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-661-6601
MAIL ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
SC 13D/A
1
d23470sc13dza.txt
AMENDMENT TO SCHEDULE 13D
SCHEDULE 13D/A
(Rule 13d-101)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Under the Securities Exchange Act of 1934
Amendment No. 7
---
Quanta Services, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.00001 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
74762E102
----------------------------------------------------------------------
(CUSIP Number)
Thomas R. Denison - First Reserve Corporation, One Lafayette Place, Greenwich, CT 06830, (203) 625-2520
----------------------------------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 14, 2005
----------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 74762E102 SCHEDULE 13D Page 2 of 7 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Reserve GP IX, Inc.
I.R.S. No.: 91-209254 2
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF SHARES -------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY EACH
REPORTING 11,631,652
PERSON WITH -------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
-------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,631,652
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,631,652
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.01%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. N19808109 SCHEDULE 13D Page 3 of 7 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
FIRST RESERVE GP IX, L.P.
I.R.S. No.: 91-208465 3
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF SHARES ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY EACH
REPORTING 11,631,652
PERSON WITH ------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,631,652
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,631,652
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.01%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
CUSIP No. N19808109 SCHEDULE 13D Page 4 of 7 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
FIRST RESERVE FUND IX, L.P.
I.R.S. No.: 91-208465-2
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF SHARES ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY EACH
REPORTING 11,631,652
PERSON WITH ------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
11,631,652
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,631,652
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
10.01%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
This Amendment No. 7 to the statement on Schedule 13D originally filed
on October 23 2002, as amended on December 31, 2002, April 28, 2003, March 2,
2004, October 1, 2004, October 6, 2004 and December 9, 2004 (the "Statement"),
is filed by First Reserve GP IX, Inc. ("First Reserve"), First Reserve GP IX,
L.P. ("GP IX"), and First Reserve Fund IX, L.P. ("Fund IX," and together with
First Reserve and GP IX, the "Reporting Persons") and relates to the Common
Stock, par value $.00001 per share (the "Common Stock"), of Quanta Services,
Inc., a Delaware corporation (the "Issuer" or "Quanta"). That Schedule 13D is
hereby amended as set forth below.
ITEM 2. IDENTITY AND BACKGROUND.
The following language should be added to the first paragraph of Item
2:
This Statement is being amended jointly by the Reporting Persons to
report the disposition on March 14, 2005 of 3,544,400 shares of Common Stock
held directly or indirectly by the Reporting Persons.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5(a) is hereby deleted in its entirety and replaced with the
following:
After giving effect to the transactions set forth above, as of March
14, 2005, the Reporting Persons beneficially owned an aggregate of shares of
Common Stock, constituting approximately 10.01% of the Common Stock outstanding
based on 116,207,418 shares of Common Stock outstanding as of December 9, 2004
(comprised of 116,192,418 shares of Common Stock indicated as outstanding as of
December 9, 2004 in the registration statement related to the Common Stock of
the Issuer, and options for 15,000 shares issued to Ben A. Guill in his capacity
as a director of the Issuer.)
(a) As of the date hereof, the Reporting Persons are the beneficial
owners of Quanta Common Stock in the numbers and percentages set forth in the
table below:
NUMBER OF SHARES
BENEFICIALLY PERCENTAGE OF
REPORTING PARTY OWNED CLASS
--------------- ---------------- -------------
First Reserve(1) 11,631,652(2) 10.01%(3)
GP IX(1) 11,631,652(2) 10.01%(3)
Fund IX(1) 11,631,652(2) 10.01%(3)
(1) GP IX is the sole general partner of Fund IX and may be deemed to
share beneficial ownership of all of the shares of Common Stock owned by Fund
IX. First Reserve, as the sole general partner of GP IX, may be deemed to share
beneficial ownership of all of the shares of Common Stock owned by Fund IX.
(2) Consists of 11,554,804 shares of Common Stock held directly by Fund
IX, 45,187 shares of Common Stock issued to Ben A. Guill in his capacity as a
director of the Issuer, options to acquire 15,000 shares of Common Stock issued
to Ben A. Guill in his capacity as a director of the Issuer, and 16,661 shares
issued to Thomas Sikorski, a former director of the Issuer. First Reserve, as
the general partner of GP IX, may be deemed to share
5
beneficial ownership of the aforementioned shares and options issued to Mr.
Guill and Mr. Sikorski. Messrs. Guill and Sikorski disclaim beneficial ownership
of any securities of the Issuer held by the Reporting Persons.
(3) The percentage above is obtained by using as the denominator
116,207,418 shares of Common Stock, comprised of 116,192,418 shares of Common
Stock indicated as outstanding as of December 9, 2004 in the registration
statement related to the Common Stock of the Issuer, and options for 15,000
shares issued to Ben A. Guill in his capacity as a director of the Issuer. This
denominator excludes (a) 1,011,780 shares of Limited Vote Common Stock (as
indicated as outstanding as of December 9, 2004 in the registration statement
related to the Common Stock of the Issuer), (b) shares of Common Stock into
which the Issuer's Convertible Subordinated Notes can be converted, and (c)
shares of Common Stock into which the options issued pursuant to the 2001 Stock
Incentive Plan can be exercised (other than the options for 15,000 shares issued
to Ben Guill in his capacity as a director of the Issuer).
Item 5(c) is hereby deleted in its entirety and replaced with the
following:
(c) During the past 60 days, the following transactions were effected:
REPORTING NUMBER OF
PARTY DATE SHARES PRICE TRANSACTION
Fund IX 3/14/2005 3,544,400 $7.16/Share Common Sold
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
Item 6 is hereby amended by adding the following:
JOINT FILING AGREEMENT
A Joint Filing Agreement dated March 15, 2005, by and among Fund IX, GP IX, and
First Reserve, has been executed by the Reporting Persons, a copy of which is
attached as an exhibit to this Statement and is incorporated herein by
reference.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
A. Joint Filing Agreement dated March 15, 2005, by and among First Reserve Fund
IX, L.P, First Reserve GP IX, L.P., and First Reserve GP IX, Inc.
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Dated: March 15, 2005.
FIRST RESERVE FUND IX, L.P.
By: First Reserve GP IX, L.P., General Partner
By: First Reserve GP IX, Inc.,
General Partner
By: /s/ Anne E. Gold
-----------------------------------
Name: Anne E. Gold
Title: Assistant Secretary
FIRST RESERVE GP IX, L.P.
By: First Reserve GP IX, Inc., General Partner
By: /s/ Anne E. Gold
--------------------------------------
Name: Anne E. Gold
Title: Assistant Secretary
FIRST RESERVE GP IX, Inc.
By: /s/ Anne E. Gold
------------------------------------------
Name: Anne E. Gold
Title: Assistant Secretary
EX-99.A
2
d23470exv99wa.txt
JOINT FILING AGREEMENT
EXHIBIT A
JOINT FILING AGREEMENT
We, the signatories of Amendment 7 to the statement on Schedule 13D
filed with respect to the Common Stock of Quanta Services, Inc., to which this
Agreement is attached, hereby agree that such statement is, and any amendments
thereto filed by any of us will be, filed on behalf of each of us pursuant to
and in accordance with the provisions of Rule 13d-1(k) of the Securities
Exchange Act of 1934.
Dated: March 15, 2005
FIRST RESERVE FUND IX, L.P.
By: First Reserve GP IX, L.P., General Partner
By: First Reserve GP IX, Inc.,
General Partner
By: /s/ Anne E. Gold
-------------------------------------
Name: Anne E. Gold
Title: Assistant Secretary
FIRST RESERVE GP IX, L.P.
By: First Reserve GP IX, Inc., General Partner
By: /s/ Anne E. Gold
--------------------------------------
Name: Anne E. Gold
Title: Assistant Secretary
FIRST RESERVE GP IX, INC.
By: /s/ Anne E. Gold
------------------------------------------
Name: Anne E. Gold
Title: Assistant Secretary